Forum Topics Mauboussin Paper
Mujo
Added 2 months ago

New paper out on efficient markets - article_whoisontheotherside.pdf. Some i found interesting. Also covers bubbles etc.

Rise of quantitative strategies - quantitative funds increased their share of trading from 7.5 to 15.7 percent of the total. Within quantitative funds (not shown), lower-frequency funds went from 6.0 to 4.1 percent of the volume while higher-frequency funds soared from 1.5 to 11.6 percent. 

Rise of multi strat hedge funds - These funds, colloquially called “pod shops,” allocate capital across numerous portfolio managers and proactively manage risk across the platform. Many also have “center books” that aggregate positions and manage overall firm-level risk. These funds commonly have total market exposures that are four to five times their invested capital. In recent years, multi-manager funds have delivered strong returns for fundholders when evaluated using volatility to adjust for risk. They have thrived as a result. One estimate suggests that the total number of employees at these funds has jumped from 5,100 in 2017 to 24,000 in 2025. A high percentage of investor flows into hedge funds have gone into these strategies, and their collective growth in assets under management, now about $425 billion, has substantially exceeded that of the rest of the industry. And because these funds use substantial leverage, they are 37 percent of hedge fund trading volume while only about 10 percent of the industry’s assets under management.

The Rise of Retail - retail investors have doubled their market share of equity trading from 2010 to 2025, going from about 10 to 20 percentage points. Nearly one-half of that share increase occurred from 2019 to 2020 alone. An article in the business press suggested that individual investors went from “fringe players” to a “dominant market force.”

There are three main causes of the recent rise in retail activity. The first is the introduction of free trading... Retail trading took off during COVID for various reasons: trading was free, many individuals received stimulus checks, the curtailment of professional sports meant no sports betting, and markets were volatile. Three rounds of stimulus checks, issued in the U.S. from April 2020 to March 2021, correlated with growth in retail trading accounts and activity in stocks that retail investors have favored. Some estimates suggest individuals invested 10-15 percent of their stimulus payments in the stock market.

Matt Levine, a columnist at Bloomberg, came up with the “boredom market hypothesis,” the “basic theory is that ordinary people will do more trading (1) if trading is entertaining and (2) if other things are less entertaining: The more bored they are, the more they will trade stocks.”55 In other words, the stock market was “a casino that happens to still be open.”56 The last cause is the gamification of investing, which should be understood as the gamification of speculating. Gamification encourages activity by using concepts from playing games, including scoring, instant feedback, and rewards. Experiments show that gamification increases risk-taking, especially among those with lower financial literacy.57 A great deal of retail activity today, especially in the equity options market, is veiled gambling. For example, academic research suggests that retail investors do not understand completely the risks they are taking in their options trading strategies, and that their average percentage losses over three days are in the mid-teens.58 Further, retail investors are the most likely to be victimized by “pump and dump” schemes, where swindlers artificially pump up the price of a stock through false or misleading statements, quickly dump their shares at the elevated price, and leave credulous investors with large losses.59 We will again discuss retail investors in the context of analytical skill. But first is the surprising point that individual investors, by one measure, have outperformed mutual funds from 2014 to mid-year 2025.  


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Mujo
Added 2 months ago

The edge:

How does an investor effectively take advantage of analytical inefficiencies?

• Find easy games. The objective is to have more analytical skill than your counterparty when you buy or sell a stock. One example that has been studied in detail is institutions competing against individuals. Research shows that “dumb money” creates market anomalies that the “smart money” can correct.171

Update your beliefs effectively. Changing your mind so that your views offer an accurate map of the world is a core analytical skill. There is a proper way to do this using Bayes’ Theorem, but researchers have identified patterns of over- and underreaction to information. One way to provide yourself with accurate feedback is to write down the signposts you expect to see, including probabilities of specific outcomes, should your thesis unfold as you anticipate. Use the signposts to verify whether your thesis remains intact or if you should change your mind. •

Time as a source of analytical edge. An investment process can be tailored to a short- or long-term holding period. Jack Treynor argued that ideas that “travel slowly” define long-term investing because they require reflection, judgment, and special expertise. Taking a long view is difficult because of client pressures and career risk, but holding stocks with idiosyncratic risk and poor short-term results can produce excess returns in the long run.

• Narratives influence value. Humans are natural storytellers who have an innate desire to explain causality. Narratives, which link cause and effect, satisfy that need. We know that narratives evolve and can lead to gaps between price and value, and that even different descriptions can lead to different decisions. Anticipating how the narrative about a company will evolve can help you to benefit from material changes in valuation. 

This also explains why some of the biggest companies in the world, measured by the market capitalizations of their stocks, can provide outsized returns. Reported fundamentals matter over the long haul, but the stories that the investment community tells along the way can introduce opportunities to buy or sell.

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Mujo
Added 2 months ago

How does an investor effectively take advantage of informational inefficiencies?

• Gather legal information that others do not have. This source of edge is difficult to achieve and can be expensive. Capturing information that the market has yet to digest produces excess returns for the investor and creates a benefit for society in the form of more efficient prices. A related idea is to capture lots of weak signals that, when combined, generate a strong signal.

• Recognize that not all information is immediately reflected in prices. Investors have limited attention and as a result information that is relevant to value is not always immediately reflected in stock prices. Investors tend to respond more quickly to information that draws attention than to information that is less noticeable.

The market can be slower to reflect less direct information. Research shows that the market can be less efficient at incorporating information if the task of doing so is complex. Informational edge may arise from seeing the implication of new information on parts of the market where the impact is not immediately obvious.  

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Chagsy
Added 2 months ago

Thanks for the post @Mujo

Most of us here on Strawman spend the majority of our time attempting to get an informational or analytical edge over the market. It could reasonably be said we aren’t too bad at it, either: given the outperformance of the Strawman index. Given that professional investors have far more time and resources than us it is perhaps surprising that we collectively are actually doing ok, or perhaps it’s just luck, and the combination of a prolonged bull market and our preference for small caps that produces this result

what gets less attention, but is possibly more important for the retail investor is the behavioural edge. This is easy in theory, but hard in practice: don’t panic and sell in down turns and don’t get too greedy and buy during periods of euphoria.

Im sure we all of our own stories of believing we have this edge but in reality don’t always behave that way. I certainly do.

Perhaps this is more important? Don’t waste your time researching but plonk you money in a low fee ETF tracker and write down on a piece of paper to never sell it for the next couple of decades, sit back and let compounding do its magic. When the next crash/downturn arrives pull that bit of paper out and read it out loud to yourself every time you feel like taking selling.

A lot less entertaining but guaranteed to increase your wealth!

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Mujo
Added 2 months ago

100% agree, I think the below links into behavior but also time horizon - its underestimated how much of an advantage this is to individuals:

"Time as a source of analytical edge. An investment process can be tailored to a short- or long-term holding period. Jack Treynor argued that ideas that “travel slowly” define long-term investing because they require reflection, judgment, and special expertise. Taking a long view is difficult because of client pressures and career risk, but holding stocks with idiosyncratic risk and poor short-term results can produce excess returns in the long run. "

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Clio
Added 2 months ago

Thanks @Mujo - a useful short but on-point read to remind us of what we should be doing and why.

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